FSA compliance support from the UK's longest established firm of
independent specialists.
We view your business as unique. Our focus is specific to your
requirements. We take time to listen to you, explore your business, identify
areas requiring support and offer a level of service to suit your specific
needs.Our guidance will keep you and your staff within the guidelines and out
of trouble.
Compliance Consultants offers added value services to FSA regulated
businesses and those firms wishing to become regulated. We offer specific help
in the following areas:- Financial promotions, client complaints, T&C,
anti-money laundering, applications to the FSA and much more.
We are a member of the Association of Professional Compliance
Consultants.
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June Compliance Tip: Data Security and Criminal Record Checks… Click here
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Review Of The Prudential (Capital) Rules For Personal Investment Firms Click here
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Compliance Consultants Limited are pleased to announce that new
franchise opportunities are now available. We are actively looking for hard
working, motivated compliance professionals who want to run their own
consultancy business but with the support of the UK’s leading specialist FSA
compliance group. There are many, many advantages of working as a franchisee.
If you would like to register your interest to receive an information pack and
attend one of our briefings, please contact us by filling in this
contact form, quoting "Franchisee"
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“Retail Distribution Review Briefing Paper” – click here to request your free copy.
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FSA's "Questions to ask your Compliance Consultants" ". Click here to see how we measure up
Click here to read a recently published article
by our Managing Director, Simon Collins. The article provides an analysis of the
FSA approach to managing the lender - intermediary interface.
Keep one step ahead of FSA Regulations
Click here for free trial
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